Chen, Teyan (2011) Novel Adaptive Signal Processing Techniques for Underwater Acoustic Communications. PhD thesis, University of York.
Abstract
The underwater acoustic channel is characterized by time-varying multipath propagation with
large delay spreads of up to hundreds of milliseconds, which introduces severe intersymbol interference
(ISI) in digital communication system. Many of the existing channel estimation and
equalization techniques used in radio frequency wireless communication systems might be practically
inapplicable to underwater acoustic communication due to their high computational complexity.
The recursive least squares (RLS)-dichotomous coordinate descent (DCD) algorithm has been
recently proposed and shown to perform closely to the classical RLS algorithm while having a
significantly lower complexity. It is therefore a highly promising channel estimation algorithm
for underwater acoustic communications. However, predicting the convergence performance of
the RLS-DCD algorithm is an open issue. Known approaches are found not applicable, as in the
RLS-DCD algorithm, the normal equations are not exactly solved at every time instant and the
sign function is involved at every update of the filter weights. In this thesis, we introduce an
approach for convergence analysis of the RLS-DCD algorithm based on computations with only
deterministic correlation quantities.
Equalization is a well known method for combatting the ISI in communication channels. Coefficients
of an adaptive equalizer can be computed without explicit channel estimation using the
channel output and known pilot signal. Channel-estimate (CE) based equalizers which re-compute
equalizer coefficients for every update of the channel estimate, can outperform equalizers with the
direct adaptation. However, the computational complexity of CE based equalizers for channels
with large delay spread, such as the underwater acoustic channel, is an open issue. In this thesis,
we propose a low-complexity CE based adaptive linear equalizer, which exploits DCD iterations
for computation of equalizer coefficients. The proposed technique has as low complexity as
O(Nu(K+M)) operations per sample, where K and M are the equalizer and channel estimator length, respectively, and Nu is the number of iterations such that Nu << K and Nu << M. Moreover, when using the RLS-DCD algorithm for channel estimation, the computation of equalizer coefficients is multiplication-free and division-free, which makes the equalizer attractive for hardware design. Simulation results show that the proposed adaptive equalizer performs close to the minimum mean-square-error (MMSE) equalizer with perfect knowledge of the channel.
Decision feedback equalizers (DFEs) can outperform LEs, provided that the effect of decision
errors on performance is negligible. However, the complexity of existing CE based DFEs normally
grows squarely with the feedforward filter (FFF) length K. In multipath channels with large delay
spread and long precursor part, such as in underwater acoustic channels, the FFF length K needs
to be large enough to equalize the precursor part, and it is usual that K > M. Reducing the
complexity of CE based DFEs in such scenarios is still an open issue. In this thesis, we derive
two low complexity approaches for computing CE based DFE coefficients. The proposed DFEs
operate together with partial-update channel estimators, such as the RLS-DCD channel estimator,
and exploit complex-valued DCD iterations to efficiently compute the DFE coefficients. In the first
approach, the proposed DFE has a complexity of O(Nu l log 2l) real multiplications per sample,
where l is the equalizer delay and Nu is the number of iterations such that Nu << l. In the second
proposed approach, DFE has a complexity as low as O(Nu K)+O(Nu B) + O(Nu M) operations
per sample, where B is the feedback filter (FBF) length and Nu << M. Moreover, when the
channel estimator also exploits the DCD iterations, e.g. such as in the RLS-DCD adaptive filter,
the second approach is multiplication-free and division-free, which makes the equalizer attractive
for hardware implementation. Simulation results show that the proposed DFEs perform close to
the RLS CE based DFE, where the CE is obtained using the classical RLS adaptive filter and the
equalizer coefficients are computed according to the MMSE criterion.
Localization is an important problem for many underwater communication systems, such as
underwater sensor networks. Due to the characteristics of the underwater acoustic channel, localization
of underwater acoustic sources is challenging and needs to be accurate and computationally
efficient. The matched-phase coherent broadband matched-field (MF) processor has been previously
proposed and shown to outperform other advanced broadband MF processors for underwater
acoustic source localization. It has been previously proposed to search the matched phases
using the simulated annealing, which is well known for its ability for solving global optimization
problems while having high computational complexity. This prevents simultaneous processing of
many frequencies, and thus, limits the processor performance. In this thesis, we introduce a novel
iterative technique based on coordinate descent optimization, the phase descent search (PDS), for
searching the matched phases. We show that the PDS algorithm obtains matched phases similar
to that obtained by the simulated annealing, and has significantly lower complexity. Therefore, it
enables to search phases for a large number of frequencies and significantly improves the processor
performance. The proposed processor is applied to experimental data for locating a moving
acoustic source and shown to provide accurate localization of the source well matched to GPS
measurements.
Metadata
Supervisors: | Zakharov, Yuriy |
---|---|
Awarding institution: | University of York |
Academic Units: | The University of York > School of Physics, Engineering and Technology (York) |
Academic unit: | Department of Electronics |
Identification Number/EthosID: | uk.bl.ethos.550272 |
Depositing User: | Mr Teyan Chen |
Date Deposited: | 22 Nov 2011 09:30 |
Last Modified: | 21 Mar 2024 14:08 |
Open Archives Initiative ID (OAI ID): | oai:etheses.whiterose.ac.uk:1925 |
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